Account Opening

Individual Account

1. Click here​

Institutional 

Account

1. Anti-Money Laundering Letter

2. Directors' Resolution

3. Financial Institution Application form

4. CRS-Controlling Person Tax Residency

5. CRS-Entity Tax Residency

6. W-8BEN with AUOC (Individuals)

7. W-8BEN with AUOC (Entities)

8. W-8IMY

9. Wolfsberg CBDDQ

10. W-9

Joint

Account

1. Joint Application Account Cove Checklist 

2. CDP Securities (Joint Account)

3. Joint Application Form 

4. CAR CKA Form

5. W 8BEN-E with AOUC (Individual)

6. Master Trading Agreement 

7. Risk Disclosure Statements Combined NBTR

8. AI EI II Declaration Form

US

1. W-8BEN Non-US Tax Resident (Individual)

2. W-8BEN Non-US Tax Resident (Entites)

3. W-9 US Tax Resident

4. NASDAQ Subscriber Agreement

5. NYSE Agreement

Corporate

Account

1. Corporate Account Checklist

2. Corporate Account Application form

3. Board of Directors' Resolution

4. CRS - Entity Tax Residency Self - Certification form 

5. CRS - Controlling Person Tax Residency

6. W-8BEN-E (Non-US Tax Resident)

7. W-9 (US Tax Resident)

8. Letter of Indemnity (Countries listed in Appendix1)

Northbound

China

1. Trading in China Connect Shares

2. Personal Information Collection